前
言
根据河北省住房和城乡建设厅《关于发布河北省工程建设标准和标准设计复审结果的通知》（冀
建节科〔2021〕2 号）的要求，由河北省建设工程施工安全服务中心组织河北建工集团有限责任公司
等有关单位在原《建筑施工安全技术资料管理标准》DB13(J)/T 101-2009 的基础上修编而成。
本标准共分为 8 章和 3 个附录，主要技术内容包括：1. 总则；2. 术语；3. 基本规定；4. 建筑施
工安全技术资料分类；5. 建设单位安全技术资料；6. 监理单位安全技术资料；7. 施工单位安全技术
资料；8. 施工安全技术资料编制与组卷和 3 个附录。
本标准由河北省建设工程施工安全服务中心负责具体技术内容的解释，由河北省绿色建筑推广与
建设工程标准编制中心负责管理。
标准执行过程中，请各单位认真总结经验，积累相关资料，如有意见和建议请寄交河北省建设工
程施工安全服务中心（地址：河北省石家庄市新华路 501 号，邮政编码：050051，电话：0311-87904249，
邮箱：mnndkf@163.com）以供今后修订时参考。
本标准主编单位、参编单位、主要起草人和审查人名单：
主 编 单 位 ：
河北省建设工程施工安全服务中心
河北建工集团有限责任公司
河北省第四建筑工程有限公司
参 编 单 位 ：
南通市达欣工程股份有限公司
河北建设集团股份有限公司
江苏省苏中建设集团股份有限公司
江苏南通二建集团有限公司
大元建业集团股份有限公司
石家庄建设集团有限公司
中建二局第一建筑工程有限公司
河北省装配式建筑智能建造技术创新中心
主要起草人：
那建兴
张天平
刘金侨
线登洲
董富强
唐志强
赵丽娅
陈仁富
丁增会
杨
勇
季
健
刘金河
高任清
梁
复
王艳凤
柴
竑
徐义忠
林春华
王义宏
陈晓晓
马新利
白洪福
吉
祥
边
涛
胡月阳
陈
锋
王
英
贾立勇
杜
磊
陈增顺
生加旺
王
义
靳盼盼
魏志永
戈东君
索祥东
夏红旺
王现锋
丁连勇
吴永伟
施文虎
刘明明
翟登攀
刘
朋
吴振乐
曹迎新
王彦森
刘孟婷
韩建田
孙金华
李永强
王帅杰
王文龙
马
乐
包健荣
范
锐
张佳云
夏磊磊
陈
辉
关锦鹏
孙益军
赵伟东
王
磊
刘晨涛
刘雪童
孙
涛
蒋玉秀
李
嵩
赵景红
吴相森
李玉洁
吴俊琛
赵
鹏
高
超
贾
敏
凌
康
王
彪
梁
英
谭宝根
郭占宾
孙传奇
沈一东
安卫锋
李世强
张
峰
张嘉熙
袁浩云
白海龙
唐召宁
郭金河
审 查 人 员 ：
杨君林
周建文
张双群
李路坤
史训岗
孙学艺
苑丽华
刘振波
付
杰
曹福顺
刘锦华
王建路
丛喜慧
张英伟
王旭辉
目
次
1
总
则·································································································································································1
2
术
语·································································································································································2
3
基本规定·····························································································································································3
3.1
一般规定·············································································································································································3
3.2
建设单位职责·····································································································································································3
3.3
监理单位职责·····································································································································································3
3.4
施工单位职责·····································································································································································4
4
建筑施工安全技术资料分类·····························································································································5
5
建设单位安全技术资料···································································································································11
6
监理单位安全技术资料···································································································································12
7
施工单位安全技术资料···································································································································14
8
施工安全技术资料编制与组卷·······················································································································30
8.1
资料质量要求···································································································································································30
8.2
组卷的基本原则·······························································································································································30
附录 A
建设单位安全技术资料·························································································································31
附录 B
监理单位安全技术资料·························································································································45
附录 C
施工单位安全技术资料·························································································································62
本标准用词说明···················································································································································213
引用标准目录·······················································································································································214
附：条文说明·······················································································································································215
Contents
1
General Provisions··············································································································································1
2
Terms···································································································································································2
3
Basic Requirements············································································································································ 3
3.1
General Requirements························································································································································ 3
3.2
Responsibilities of the Development Unit··························································································································3
3.3
Responsibilities of Supervision Unit·································································································································· 3
3.4
Responsibilities of the Construction Unit···························································································································4
4
Classification of Construction Safety Technical Data······················································································· 5
5
Safety Technical Data of Development Unit····································································································11
6
Supervision Unit Safety Technical Data···········································································································12
7
Safety Technical Data of Construction Unit·····································································································12
8
Construction Safety Technical Data Compilation and Test Paper··································································· 18
8.1
Data Quality Requirements·············································································································································· 30
8.2
Basic Principles of Test Paper··········································································································································30
Appendix A
Safety Technical Data of Development Unit··················································································31
Appendix B
Supervision Unit Safety Technical Data·························································································45
Appendix C
Safety Technical Data of Construction Unit···················································································47
Explanation of Wording in This Stardard·············································································································213
Citation Standard List···········································································································································214
Addition：Explanation of Provisions·················································································································· 215
标准
1
1
总
则
1.0.1
为落实“安全第一、预防为主、综合治理”的安全生产方针，强化建筑工程施工现场安全管理，
统一和规范建筑施工安全技术资料的建立和管理工作，预防和减少生产安全事故的发生，实现建设单
位、监理单位、施工单位建筑施工安全技术资料编制管理的科学化、标准化、规范化、制度化，提高
建筑工程施工安全管理水平，制定本标准。
1.0.2
本标准适用于河北省建筑施工安全技术资料的管理。
1.0.3
建筑施工安全技术资料的管理除应符合本标准的规定外，尚应符合国家和河北省现行有关法
律、法规、标准的规定。
2
2
术
语
2.0.1
建筑施工安全技术资料
safety technical document
参与工程建设活动的建设单位、工程监理、施工企业等单位在工程建设过程中，形成的有关施工
安全生产方面的文字记载资料、基本数据、原始记录和反映施工管理活动的各种形式的信息记录等，
简称安全技术资料。
2.0.2
危险性较大的分部分项工程
more dangerous part and sub-item project
施工过程中，容易导致人员群死群伤或者造成重大经济损失的分部分项工程，简称危大工程。
2.0.3
建筑施工特种作业人员
special type operators
施工活动中，从事可能对本人、他人及周围设备设施的安全造成重大危害作业的人员。
2.0.4
危险源
source of hazards
可能导致人身伤害和（或）健康损害的根源、状态或行为，或其组合。
2.0.5
风险
safety risk
生产安全事故或健康损害事件发生的可能性和严重性的组合，即风险=可能性×严重性。
2.0.6
风险点
risk site
风险伴随的设施、部位、场所和区域，以及在设施、部位、场所和区域实施的伴随风险的作业活
动，或以上两者的组合。
2.0.7
风险评价
safety risk assessment
对危险源导致的风险进行分析、评估、分级，对现有控制措施的充分性加以考虑，以及对风险是
否可接受予以确定的过程。
2.0.8
风险分级
risk classification
通过采用科学、合理方法对危险源所伴随的风险进行定性或定量评价，根据评价结果划分等级。
2.0.9
风险分级管控
risk grading control
按照风险不同级别、所需管控资源、管控能力、管控措施复杂及难易程度等因素而确定不同管控
层级的风险管控方式。
2.0.10
事故隐患
hidden risk of work safety accident
生产经营单位违反安全生产法律、法规、规章、标准、规程和安全生产管理制度的规定，或者因
其他因素在生产经营活动中存在可能导致事故发生的物的危险状态、人的不安全行为和管理上的缺
陷。
2.0.11
隐患排查
screening for hidden risk
生产经营单位组织安全生产管理人员、工程技术人员、岗位员工以及其他相关人员依据国家法律
法规、标准和企业管理制度，采取一定的方式和方法，对照风险分级管控措施的有效落实情况，对本
单位的事故隐患进行排查的工作过程。
标准
3
3
基本规定
3.1
一般规定
3.1.1
建设、监理、施工单位应将建筑施工安全技术资料的形成和积累纳入工程建设管理的各个环节，
建立健全安全技术资料管理岗位责任制，并对安全技术资料的真实性、完整性和有效性负责。
3.1.2
建设、监理、施工单位安全技术资料应内容完整、结论明确、签认手续齐全，编制、填写、审
核、审批签认应随工程进度同步进行。
3.1.3
安全技术资料应建立案卷，分类编目、编号，便于查阅，实现可追溯性，并随工程进度同步收
集、整理、归档。
3.1.4
安全技术资料的收集、整理、归档、保管的工作人员应具备相应安全专业知识。
3.1.5
安全技术资料应按本标准表 4.0.2 中规定的类别和形成时间顺序编号。
3.1.6
安全技术资料表格应统一采用本标准所附表样，本标准未做规定的实用表式可按本标准基本规
定自行设计表格，并按本标准表 4.0.2 要求归类。
3.1.7
安全技术资料最少份数应满足表 4.0.2 保存单位份数，另行增加份数按各自管理要求确定。
3.1.8
安全技术资料严禁涂改、伪造、随意抽撤或损毁。
3.1.9
安全技术资料应留存书面文字和音像资料，编制可采用信息化技术进行辅助管理。
3.1.10
安全技术资料移交归档应符合有关规定及合同约定，并办理相关移交手续。
3.2
建设单位职责
3.2.1
建设单位应建立健全安全生产组织机构，明确专人负责施工现场的安全生产管理工作，协调相
关单位安全技术资料的建档管理。
3.2.2
建设单位工程项目负责人对建设单位的安全技术资料负责，并明确专人管理。
3.2.3
建设单位应对各单位提供的安全技术资料进行审核、签收。
3.2.4
建设单位应向勘察设计、监理、施工等单位提供与工程有关的资料，提供的资料必须真实、准
确、及时。
3.2.5
建设单位应留存拨付安全生产、文明施工措施费用的相关支付凭证。
3.3
监理单位职责
3.3.1
总监理工程师对监理单位的安全技术资料负责，并明确专人负责施工安全监理资料的整理、分
类及立卷归档。
3.3.2
监理单位在监理过程中应以书面文字作为传递、反馈、记录各类信息的凭证，并做好资料与文
件的收发记录和签证。
3.3.3
监理单位对安全技术资料的形成、积累、组卷进行监督、检查并签署意见。
3.3.4
监理单位应做好监理例会和监理安全专题会议的记录和纪要的整理。
3.3.5
监理单位应当如实记录施工现场安全监理工作情况和发现的安全问题及处理意见，形成监理日志。
4
3.4
施工单位职责
3.4.1
施工单位项目经理对施工单位施工安全技术资料负责，并明确专人负责施工过程中安全技术资
料的收集、整理、组卷、归档和保管等工作。
3.4.2
施工单位应明确工程项目安全技术资料管理的要求和职责分工。
3.4.3
总包单位对分包单位报送的安全技术资料负总责，各分包单位应负责各自分包范围内施工安全
技术资料的形成、收集和整理工作，并报总包单位审核备案。
3.4.4
施工单位应将建设行政主管部门和企业内部的相关文件及落实情况资料进行分类归档。
标准
5
4
建筑施工安全技术资料分类
4.0.1
建筑施工安全技术资料分为建设单位安全技术资料（A 类，见本标准附录 A）、监理单位安全
技术资料（B 类，见本标准附录 B）和施工单位安全技术资料（C 类，见本标准附录 C）3 类。
4.0.2
建筑施工安全技术资料的分类、编号应符合表 4.0.2 的规定。
表 4.0.2
建筑施工安全技术资料分类表
类别编号
工程安全资料名称
保存单位
建设
单位
监理
单位
施工
单位
租赁
单位
分包
单位
A 类
建设单位安全技术资料
A1
建设
单位
安全
管理
A1-1
建筑工程施工许可证
●
●
●
表 A1-2
施工安全备案表
●
●
●
A1-3
工程项目安全生产负责人任命书
●
表 A1-4
地上、地下管线及建(构)筑物资料移交单
●
●
●
表 A1-5
安全生产、文明施工措施费用拨付统计表及拨付凭证
●
●
●
表 A1-6
不同单位多塔作业现场协调安全措施确认单
●
●
●
表 A1-7
深基坑支护工程设计、监测、检测委托书
●
表 A1-8
建设工程重大安全事故隐患整改通知单
●
●
●
A1-9
夜间施工审批手续
●
●
表 A1-10
竣工施工现场移交单
●
●
●
A1-11
中止施工安全监督申请书
●
●
●
A1-12
中止施工安全监督告知书
●
●
●
A1-13
恢复施工安全监督申请书
●
●
●
A1-14
恢复施工安全监督告知书
●
●
●
A1-15
终止施工安全监督申请书
●
●
●
A1-16
终止施工安全监督告知书
●
●
●
B 类
监理单位安全技术资料
B1
监理
安全
管理
B1-1
监理合同
●
●
B1-2
监理安全管理制度、责任制度
●